About Nicholas Financial Services

 

Philosophy and Guiding Principals

At Nicholas Financial Services, L.L.C. we are here to help you achieve wealth accumulation and retirement planning for individuals, families and small business owners. In today's volatile markets, families and business owners need a solid, trustworthy partner to help them plan and execute wealth accumulation and retirement income planning to help navigate through all of life's cycles.

Helping our clients with their needs, aspirations and expectations is our goal. We believe the ultimate goal of financial planning is to provide for our families, loved ones and give back to society. Our valued clients are friends and partners in the financial planning process.

Nicholas Financial Services is here to help in resolving financial challenges for our clients that will create financial confidence and leave an enduring legacy for our loved ones and the communities we live in.

About David Nicholas

David Nicholas

Financial Advisor


The role of the financial advisor may be one of the most misunderstood jobs in the financial world. All too often we are viewed as securities analysts, mutual fund managers, or securities traders.

My vision of what I see as my obligation to my clients is threefold: First, is to take the time to meet face-to-face with the client and ask enough pertinent questions about their financial situation as well as their personal lives to help establish goals, both short and long-term, which should help them achieve their desired level of financial security.

Secondly, is staying in touch with the client in a proactive manner since no amount of planning or prognostication will allow us to know what the future holds.

 

Finally, being accessible to my clients in a timely manner. lf the client has a question or concern, then I want to hear from them to either address their issue, if I can, or start a search for the answer they need.

Prior to becoming an advisor, I had a rather eclectic background, starting with service as a US Navy Hospital Corpsman during the Vietnam era, to a journeyman bricklayer, then a masonry contractor, drilling fluids engineer, and a loss control agent for a major oil company. I feel that the diversity of my work background has had a significant impact on my being able to empathize with and seek to assist with some of the life issues my clients are dealing with.

With a 3O-plus year history as a practicing financial advisor, I believe I have the experience, skills and desire to assist my current and future clients and their heirs in making sound financial and investment decisions.

 

Planning is bringing the
future into the present...

so that you can do something about it now.

Interested in Seeing What We Could Do For You?

Contact Us Today!